This role will form part of the Mass Foundation Cluster which is one of the largest customer-facing business segments in Old Mutual. Our vision is to be our customers' most trusted financial partner, passionate about helping them achieve their lifetime goals. Our mission is to enable positive futures for our customers, by bridging the gap between their resources and their financial service’s needs. Our primary goal is to facilitate access to financial solutions for our customers and to keep pace with their changing needs. Our target market is the low and emerging-middle income segment.
You will be individually accountable for establishing and embedding a compliance framework; including compliance risk management and monitoring plans over periods of 3 months to a year. Initiates and facilitates corrective action where required.
Duties and Responsibilities
-Establishes and embeds compliance within the MFC Distribution Channels and Enabling Functions. -Ensures compliance within the area by implementing compliance risk management and monitoring plan framework. -Performs compliance reviews, and consultation activities and acts as Line 1 signatory to business artifacts (e.g. application form changes, etc.). -Assists in the mitigation of compliance risk. -Acts as MFC Privacy champion and executes Privacy activities/requirements to ensure compliance. -Manages compliance queries from Distribution Channels and Enabling functions. -Collaborates effectively with MFC Legal and Group Compliance teams.
Qualifications and Experience
-Registered Compliance Officer with FSCA (Advantageous). -Competent in FAIS legislation. -Law and or relevant tertiary qualification. -Minimum 5 years of Law/Compliance experience. -Financial Services Industry experience is essential. -Professional designation (e.g. C.Prac or C.Prof) would be an advantage.
Skills -Communication, Executing, Leading with Influence, Proactive Approach, Relating, Self-Starter
